Note to readers: The post below *only* addresses Bralich’s
argument that parts of speech are “discovered,” rather than
artifacts of analysis (not his argument about the inertia of publishers, which
is an entirely separate issue). It’s a bit long, and even I think it’s
boring, but I thought it important to lay out the rationale for disagreeing
with that claim. If you’re annoyed by theory-mongering, or think it’s
irrelevant, skip it!
I’m going to break this into
separate points, so that it will be easier to pin down disagreements:
(1)
There is
no single criterion that can be used to define the traditional parts of speech
in English.
This is a point that is made in a great
many extant grammar texts. Take nouns, for example –
although it is true that only what we consider nouns can be made plural, it is
*not* true that all nouns can be
made plural. In fact, of what are traditionally viewed as the three
major subcategories of nouns, only one (count nouns) can be typically
pluralized. Mass nouns (luggage) and proper nouns (Abraham Lincoln) cannot be
made plural under normal circumstances. If we use occurrence in a syntactic
frame as a criterion (e.g. “We talked about the ____________”) a
similar problem occurs – the set of nouns that can occur in one slot is
always going to be slightly different from the set of nouns that can occur in
another. Using meaning gets you in even more trouble – ever try to come
up with an operational definition of thingness? In
practice, grammarians use a mixture of all three approaches.
Interestingly, some of the early Greeks *did* try to use single-criterion
definitions, and came up with exactly three parts of speech: nouns (which have
case marking in Greek), verbs (which have tense marking) and particles (which
have no marking).
(2)
Although
the noun/verb distinction may be an exception, there is usually no empirical
basis for deciding which of multiple criteria is more important than the
others.
I’ll start with nouns again as an
example. We consider count nouns, mass nouns, and proper nouns as subcategories
of nouns. That approach implicitly contains the assumption that number-marking
(pluralizability) and limitations in occurrence with
articles (as with proper nouns) are less important as
criteria than others. If number-marking were a more
important criterion, then count nouns would be their own part of speech. There’s
nothing about English itself that
tells us how to rank the criteria, though; the language gives us patterns to
work with, but does not establish which of those patterns is to be taken more
seriously than others. To the Greeks and Romans, case-marking was an obvious
way to distinguish words, and in fact count, mass, and proper nouns all get
case marking in those languages. It also fit the philosophical purposes to
which they put grammar; if you’re making a true or false statement about something, that something will be case-marked in Greek
or Latin. Once you’ve decided to use case-marking as your criterion, it
makes no practical sense to split off a separate category for proper nouns. You
can’t use case this way to define English nouns, though.
A number of linguists have claimed that
the noun/verb distinction is universal in human languages, but their motivation
for doing so comes not from the facts of a particular language, but from (a)
patterns of child language development, (b) crosslinguistic
similarities in word classes, and (c) the inability
of particular formal learning theories to derive language unless a noun/verb
distinction is “built in.” I find the rationale behind this claim
problematic, but have to acknowledge the fact that, since a lot of linguists who
I know are very, very bright would disagree with me, I may just be stubborn. Even
if we say that the noun/verb distinction is “real” and of primary
importance, however, that’s about as far as you can push the claim –
it doesn’t apply to the other traditional part-of-speech categories. None
of that logic mandates the existence of a universal class of adjectives, or
adverbs, etc. And in fact, there is enormous cross-linguistic variation in how
words other than nouns and verbs pattern – what in English is expressed
as an adjective, for example, patterns as a verb in some other languages and as
a noun in others.
Within English, ignoring nouns and verbs,
there are numerous alternative ways that observed differences between the behavior of sets of words Take conjunctions and
prepositions, for example; both can be viewed as connecting things together. Many
Greek and Latin grammars didn’t distinguish them; there was simply a
class of “connector words.” Even that’s a problem, since (as
my undergraduate grammar students assure me) there is a sense in which a verb
connects a subject and an object. Some grammarians decided that words that
connected unlike things (a noun phrase to the rest of the sentence) should be a
separate part of speech from those that connected like things (two clauses, or
two noun phrases). Why? Why not consider them subclasses, as with proper vs.
common nouns? There is no empirical evidence which would force you toward or
away from that decision; it’s more an issue of practicality, especially
with students expected to memorize terms. Once some grammarians decided that
words that connected noun phrases to the rest of the sentence (prepositions)
were in a different major category from ones that connected like elements
(conjunctions), they were faced with myriad counterexamples. Spontaneous
English speech contains numerous examples of what a grammarian would call
parallel structure errors, not to mention the frequency of constructions like “I
bought more potatoes than Mary,” which on the surface appear to have a
conjunction (‘than’) connecting unlike things. Their
answer? Decide that some counterexamples don’t count because
people *shouldn’t* say them,
and decide others don’t count because there are words there that you can’t
hear (ellipsis). That last trick renders the entire system immune from any
actual data; there’s no way to disprove, for example, the claim that
every English sentence contains a silent “by the way” followed by a
silent (and extremely rapid) recitation of the Declaration of Independence.
Now, I do not mean the previous paragraph
to be taken as a denigration of traditional grammarians, nor as an argument for
not distinguishing prepositions from conjunctions. The point I am trying to
make is that those categories themselves are not “in” the data; the
language itself does not force us to consider prepositions as a unitary
category separate from conjunctions, or to consider the mass/count noun
distinction as being of less importance than the noun/adjective distinction. Grammarians have made those decisions, and the decisions
were based on various social and pedagogical motivations that do not directly
result from the patterns in the language.
(3)
In the
absence of an empirical basis for deciding which criteria are more important
than others, the choice and ranking of criteria, and hence of the categories
they define, is determined by the use to which the theory or pedagogical
approach is put.
Put more plainly: The data don’t
give us any one *particular* set
of categories, so we use whichever set we find most convenient to our needs.
For pedagogic and social purposes, that may well be eight or ten
previously-established categories, like Quirk and Greenbaum’s.
We don’t necessarily need to belabor our students with the logic behind
those choices, nor with their “constructed” nature (again, those are pragmatic, not theoretical issues).
Bill Spruiell
Dept. of English
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